Are EU Networks Anticipatory Systems?
An
empirical and analytical approach
Loet Leydesdorff
Department of Science & Technology Dynamics
University
of Amsterdam
Nieuwe
Achtergracht 166, 1081 WV Amsterdam, The Netherlands
<loet@leydesdorff.net>;
http://www.leydesdorff.net/
forthcoming in: Daniel M.
Dubois (Editor),
Computing Anticipatory Systems -- CASYS'99
Woodbury, NY: American Physics Institute, 2000
Abstract
A social system can be considered as
distributed by its very nature. Social communication among humans can be
expected to be reflexive. Thus, this system contains uncertainty and the
uncertainty is provided with meaning. This dual-layeredness enables the network
to organize itself ("autopoietically") into an anticipatory mode. The
extent to which anticipatory functions have been developed can be observed,
notably in the case of intentional constructions of reflexive layers of organization.
In this study, the "Self-Organization of the European Information
Society" is analyzed from this angle. Using empirical data, I argue that
the increasing unification in representations at the European level allows for
another differentiation in terms of the substantive communications that are
represented. Insofar as the reflexive layers are differently codified, the
anticipatory functions of the system can be strengthened.
INTRODUCTION
Anticipatory
systems are able to operate upon a representation of themselves.1,2
The networks currently under construction by the European Union can be
considered as systems of this kind: EU member states select upon the European
organizations that they have produced relationally (e.g., the European Monetary
Union), and the European organizations (e.g., the European Central Bank, the
European Commission, or the Parliament) are able to act upon the networks among
the member states. Mutual expectations are among the factors shaping future
behaviour at both levels. Over time, what is selected can alternate with what
is selecting, thus driving the system of networks potentially into a dynamics
of its own ("lock-in").3
The European networks
operate in an open environment with the rest of the world. These relations constitute
yet another network system, for example, in the case of global developments
like the techno-sciences. A system can be considered as self-organizing to the
extent that it is able to reproduce a representation of its own boundaries in
relation to such a changing environment.4
In this study, I summarize
results from three studies of such dynamics among representations. [Note 1: The
studies were part of an EU-project entitled "The Self-Organization of the
European Information Society," nr. SOE1-DT97-1060 of the program for
Targeted Social-Economic Research of the European Commission. The author is
grateful to Nienke Oomes and Gaston Heimeriks for co-authoring two of the case
studies (Leydesdorff & Oomes 1999; Leydesdorff & Heimeriks,
forthcoming), and to other colleagues in this project for further
collaborations and stimulating discussions.] First, I raise the question of
whether the European Monetary System (EMS) can be considered with hindsight as
a system anticipating the introduction of the Euro. In addition to analyzing
the development of the nominal exchange rates between the European currencies
over time, I explore the interaction of the monetary system with the economic
system in terms of real economic exchange rates or purchasing power parities.
Second, the statistical
instruments for answering this question will be applied to the question of
whether the EU can also be considered as a single publication system. Thirdly,
I analyze in greater detail the interactions between the global network system
and the European publication system by focusing on "biotechnology" as
a priority area in science and technology policies.
SOCIAL SYSTEMS
Social Systems Self-organize the Communication
Autopoietic or
self-organizing networks have been defined in biology as networks which are
able to maintain an organization in relation to a structure. The system is operationally
closed, but this organization remains structurally coupled to
environmental dimensions. For example, the social system operates in terms of
communications among human carriers, but it is not able to function without the
latter.
The specific organization
operating on structural dimensions is expected to guide the reproduction as in
a coevolution. Thus, a (dynamic) retention mechanism can be specified in the
interaction between the two layers of the system. For example, as Maturana
(1978, at p. 43)5 put it:
"Since it is a constitutive feature of an autopoietic system to
maintain homeostatically invariant its organization under conditions of
structural change, the realization of the autopoiesis of a plastic living
system under conditions of perturbation generated by a changing medium must
result in the selection of structure in the living system that incorporates, in
its autopoietic network, specific processes (changes of state) that can be
triggered by specific changes of state of the medium; otherwise the system
disintegrates."
In contrast
to biological systems, social systems remain distributed, that is, they can be
expected to fail to integrate. In other words, they do not perform a life cycle
in the biological sense, but they exhibit complex (that is, recursive and
interactive) dynamics. Luhmann6 has analyzed the network of
communications among human beings in terms of the self-organization of the
social system. The human carriers ("consciousness systems") are
structurally coupled to the network, analogously to the coupling of brain cells
to the neural net.
Following Bateson,7
Luhmann6 focused on the communication of meaningful information. However,
he did not specify the selective operation by which Shannon-type information or
uncertainty is used to generate meaningful information. In my opinion, a
sociology has to specify this operation reflexively: sociological hypotheses
can meaningfully be specified with reference to uncertainties. The
distributions under study remain uncertain, and therefore one is able to
specify an expectation. The uncertainty in the observable distribution is then
expected to contain (Shannon-type) information. These observations enable us to
update the expectations. Society is organized by recursively selecting this
information as meaningful information in increasingly higher order of
codification of the communication.8
The recursivity is
epistemologically implied in the notion of probabilistic entropy: a probabality
distribution can have a probability and a selection may be selected (e.g., for
stabilization over time). In other words, the self-organization of the
information society can be specified in terms of the operation of the
communication networks upon themselves (as in scientific reflections) or among
each other as in translations among codes of subsystems.9 As the
selections are stabilized over time, social institutions are shaped that can be
considered as the retention mechanism of the social system.
From Social Systems to Reflexive Anticipations
Thus defined, social
systems are extremely flexible since they contain (uncertain) information
expected to be communicated, while these communication processes are only
conditioned ("enabled and constrained")10 by the reflexive
reconstruction of their respective trajectories in terms of institutions. Thus
flexible, yet reflexive systems are under evolutionary pressure to develop the
code of the communication into possibly anticipatory configurations. National
states, for example, can be considered as competing in terms of the
institutional arrangements to solve the problem of differentiation.
The adjustment of the
institutional retention becomes particularly urgent when the codes are further
refined by scientific reflections, that is, in a knowledge-based economy. The
functional coding of languages generates a global overlay which, as a
hypercycle, drives the underlying systems into exploring fits more optimal than
the "naturally" (or "nationally") given ones. While a
specific match between functional and institutional differentiation is expected
to lock-in, the complex social system may drift into new options for
recombination by using its reflexive mechanisms of variation (e.g.,
translation).11
The European network
systems can be considered as such a reflexive construction: the overlay has
emerged in the relations among nation states, and since World War II it has
been increasingly codified into European organizations. The construction of
European technological artifacts (like CERN and Airbus) and monetary
unification (the Euro) can be expected to feed back onto the underlying
national systems levels, thus, in principle, freeing up existing lock-ins with
alternative options.
For example, the
development of the Airbus allowed European national aircraft industries to
recombine strengths and weaknesses at the network level without sacrificing
national advantages (Frenken, forthcoming). Thus, the European system
can be expected to delineate itself in terms of the communicative competencies
of the contributing members (e.g., states, industries, academics). Such systems
are expected to organize themselves in anticipation of their own potentials
because they have access to uncertain and subsymbolic representations of
themselves.
METHODS AND DATA
Can systemness be indicated
using the distribution of the European networks, and what might be the
implications of the respective operations of these networks for the future of
Europe? Can transnational feedback be organized programatically in a
feedforward mode? How does the European network system operate internally, that
is, in terms of variation among nation states, and how does it relate to its
global competitors (e.g., the American and Japanese systems)?
The first two studies share
a methodological apparatus in using entropy statistics for the
operationalization of processes like systemness, path-dependency, co-variation,
and co-evolution.12 Parametric statistics are used in the third
study because of the much larger data sets, but the reasoning is similar. While
the first two studies focus on the time dimension, the third one analyzes the
complexity as a finger-print at a certain period of time, namely the year 1996.
Data
Monetary and real economic
exchange data are based on statistics provided by the OECD (1996) and the IMF
(1997). Time series data were available for the periods 1980-1996 and
1984-1996, respectively.13 Publication data for the various EU
countries, the U.S.A., and Japan were collected from the Science Citation
Index in February 1999. The on-line version of this database at DIALOG can
be searched conveniently by using institutional addresses, delineations between
calendar years, and Boolean OR-statements for combining sets such as the EU. We
use only articles, reviews, and letters.14 [Note 2:
"Notes" have been dropped from the on-line version of the database
since 1996.] The data cover the period 1974-1998, but for various reasons the
data for 1974-1979 have been discarded.15
Publication data for five
core journals in "biotechnology" were downloaded from the CD-ROM
editions of the Science Citation Index for 1996.16 In this
case, we used only research articles.
Methods
Longitudinal studies
A self-organizing system is
expected to maintain its structure despite variations at other levels. Thus, it
is buffered against variations at the level of subsystems and it operates
vis-à-vis competing systems by reorganizing its resilience. From the European
perspective, the national systems are expected to follow their own trajectories
because they are relatively firmly integrated. The potential differentiation
among these relatively indepent trajectories is expected to disturb the
European integration. As integration succeeds, predictions on the basis of
systemness at the European level will gradually improve in comparison to the
normalized sum of the predictions based on the individual trajectories of the
member states.
The two predictions can be
tested against each other. As a diachronical indicator of systemness, I
shall use the Markov property which states that the best prediction of a next
state of the system under study is based on the maintenance of its present
state. In other words, the current distribution is not expected to change in
the case of a system. Any unexpected change can then be expressed in terms of
bits of information using Shannon's17 formula for probabilistic
entropy.18
Country |
1980 |
.... |
1995 |
1996 |
Country A |
|
|
|
|
Country B |
|
|
|
|
... |
|
|
|
|
Country N |
|
|
|
|
FIGURE 1: Time series of rows versus systemness over the columns
Whereas the current
distribution can be considered as a column in a series of time series organized
in rows, each row contains a time-series expectation of the next state for a
(national) sub-system. The two representations are analytically independent (Fig.
1). They are expected to disturb each other in the event (that is, the cell
values). However, one expects to find both European systemness and national
(sub-)systemness. The question is whether systemness is a better predictor than
subsystemness, or vice versa.
For the subsystemic
prediction based on each time series from year m to year n, it
can be shown19 that the best prediction for the year (n + 1)
is expected to be:
(Smn Fi) - Fm
Fn+1 = { ________________ } * Fn
(Smn Fi) - Fn
This
prediction is non-parametric, and the failure of the prediction can be
expressed in terms of bits of information.20 After proper
normalization (and given the best fit for using all possible values for m),
the longitudinal expectation can be compared with the multivariate one (based
on the Markov property) in terms of the respective qualities of the
predictions. Furthermore, the relative improvement of prediction can be
decomposed in terms of the contributing subsystems. A negative sign indicates a
worsening of the prediction.
In summary, the test for
systemness is based on a comparison of a table of indicators which contains
both multi-variate and longitudinal data. Such tables are produced regularly by
various bureaus of statistics. One can also test for whether, for example,
monetary and economic integration are co-evolving by combining more than a
single table in a multi-dimensional array. In the study of the scientific
publication system, we also assess the extent to which the Markov prediction
itself is improving over time as a predictor.
Functional versus national differentiation
In the case of the
biotechnology data we will use another type of table, with scientometric data. Each
document is organized as a row in a matrix with its title words as
variables along the column dimension. The documents, however, also contain
institutional addresses. Thus, the cases can be grouped in terms of (one or
more) national (sub-)systems of scientific publications. Since the set of
documents was originally selected on the basis of the criterion of core
journals of biotechnology, the ensemble of title words contains a
representation of the global organization at the level of the intellectual
field. Each document can be considered as a vector in the eigenstructure of
this global network. Note that the two operationalizations are again
analytically independent since they are based on the orthogonal axes of rows
and columns.
We used factor analysis to
explore the structural dimensions of the co-occurrences of title words at the
field level. The quality of the national distinctions can be assessed using
discriminant analysis over the groupings both within Europe and by comparing
the EU with the U.S.A. and Japan. How specific are the word distributions in
these subsets? The correctly classified document sets provide us with word
frequency lists. These can be compared with factor loadings for different
factors in the global analysis I will use Pearson's r for the evaluation
of the comparison (since these analyses were based on parametric statistics).
If the three subsets of the
EU, the U.S.A. and Japan were completely uncoupled (N= 3 and K= 0),21
a three-factor solution would provide a best fit between the results of the two
types of analyses. A single global dimension would add a fourth dimension on
top of these three systems. If, however, the coupling is more complex (as
expected), a further increase in the number of factors can be expected to
improve the fit. Note that in the abstract, a system with three nodes (N = 3)
and two links (K = 2) is expected to contain two suboptima. With increasing
numbers of N (as in the case of the decomposition of the EU), the number of
possible suboptima increases with N in the exponent.22
RESULTS
The European Monetary System
The analysis was performed
in 1997, that is, before a decision was made about the precise inclusion of
currencies in the Euro-zone. We distinguished between the twelve countries of
the European Community (EC) that signed the Maastricht Treaty in 1991 and the
fifteen member states of the European Union (EU). Belgium and Luxembourg,
however, use a single currency, so that N = 11 in the case of monetary
integration. Greece was not included in the IMF-data for the period under
study.
Table One exhibits the improvement
of the prediction for the Markov assumption. The European system can be shown
to develop increasingly as both a monetary and an economic system, but the two
developments do not reinforce each other. Tables Two and Three show that the
decomposition is sometimes different in sign for the various countries
involved, particularly for the 1990s.
Decomposition of the data
for EC member states shows that those nations that have firmly coupled their
currency rates to the German Mark have been less successful in the European
economic integration than some of the other countries (U.K., Italy, and Spain).
Perhaps it is difficult to keep pace with the German economy without a degree
of freedom in monetary policies.
In short, the results of
our analysis suggest that the European system contains an internal dynamics
between a DM-zone and a U.K. Sterling zone. At the global level, this internal
dynamics operates as a differentiation in opposition to the U.S. Dollar zone
which includes many other currencies.
TABLE 1. Improvement (or
worsening) of the prediction on the basis of the assumption of systemness in
the nominal exchange data in comparison to univariate timelines, for the case
of 15 EU member states and 11 EC member states (from: Leydesdorff & Oomes
1999, p. 74).
year |
|
15 member
|
|
11 member
|
|
REER |
1987 |
|
-0.82607438 |
|
-0.86647414 |
|
0.02511461 |
1988 |
|
1.68470963 |
|
1.86778215 |
|
1.24406229 |
1989 |
|
-0.01974935 |
|
0.29255241 |
|
-0.11642926 |
1990 |
|
-0.08202988 |
|
0.31599596 |
|
0.29265731 |
1991 |
|
-0.24174252 |
|
0.48141053 |
|
-0.27362359 |
1992 |
|
-0.70750947 |
|
-0.05812540 |
|
-0.09436024 |
1993 |
|
-0.73487024 |
|
-0.54354992 |
|
0.76952849 |
1994 |
|
2.40052927 |
|
0.18931945 |
|
0.52320784 |
1995 |
|
-0.09895706 |
|
-0.05664408 |
|
0.41080807 |
1996 |
|
2.38339315 |
|
2.09119657 |
|
1.15037528 |
TABLE 2.
Improvement of the prediction on the basis of the Markov assumption for 10
European currencies in relation to the German Mark, based on nominal
exchange rates (from: Leydesdorff & Oomes 1999, p. 76).
COUNTRY |
1987 |
1988 |
1989 |
1990 |
1991 |
1992 |
1993 |
1994 |
1995 |
1996 |
|
BELGIUM/ LUX |
6.21 |
8.19 |
3.25 |
-0.74 |
1.85 |
2.15 |
1.55 |
5.73 |
5.77 |
6.19 |
|
DENMARK |
5.38 |
5.86 |
2.35 |
-1.78 |
0.52 |
1.51 |
0.52 |
5.86 |
4.75 |
5.39 |
|
FRANCE |
4.17 |
3.03 |
-1.04 |
-1.24 |
1.40 |
0.64 |
0.79 |
6.15 |
4.97 |
3.88 |
|
IRELAND |
2.46 |
-1.91 |
-3.42 |
-0.38 |
0.79 |
0.89 |
0.89 |
4.81 |
4.03 |
1.54 |
|
ITALY |
-1.25 |
1.77 |
-1.56 |
-0.94 |
0.88 |
-1.26 |
-3.37 |
-14.60 |
-2.07 |
-10.72 |
|
NETHERL. |
7.26 |
10.47 |
4.78 |
-0.08 |
0.87 |
0.82 |
1.24 |
7.04 |
5.69 |
5.32 |
|
PORTUGAL |
-14.09 |
-13.14 |
-9.35 |
-5.19 |
-5.35 |
-3.25 |
2.95 |
1.85 |
-7.07 |
0.01 |
|
SPAIN |
-3.91 |
-3.63 |
2.34 |
6.90 |
5.47 |
1.25 |
-0.94 |
-10.86 |
-13.72 |
-4.67 |
|
UK |
-7.09 |
-8.77 |
2.94 |
3.76 |
-5.95 |
-2.79 |
-4.18 |
-5.78 |
-2.28 |
-4.85 |
|
EC |
-0.87 |
1.87 |
0.29 |
0.32 |
0.48 |
-0.06 |
-0.54 |
0.19 |
-0.06 |
2.09 |
|
TABLE 3.
Improvement of the prediction on the basis of the Markov assumption for 10
European currencies in relation to the German Mark, based on real economic
exchange rates (from: Leydesdorff & Oomes 1999, p. 77).
COUNTRY |
1987 |
1988 |
1989 |
1990 |
1991 |
1992 |
1993 |
1994 |
1995 |
1996 |
BELGIUM |
-1.81 |
-1.75 |
0.72 |
3.01 |
1.06 |
0.94 |
0.27 |
-0.71 |
-3.71 |
-3.29 |
DENMARK |
-2.25 |
-4.28 |
-1.90 |
1.81 |
1.19 |
1.42 |
3.26 |
-1.02 |
-1.28 |
-2.15 |
FRANCE |
-1.57 |
0.02 |
1.76 |
3.22 |
1.96 |
2.50 |
2.88 |
-1.86 |
-1.86 |
-0.82 |
IRELAND |
-2.70 |
-0.64 |
4.48 |
4.16 |
1.36 |
2.03 |
1.68 |
-1.98 |
-1.48 |
-0.14 |
ITALY |
-1.30 |
-3.50 |
-0.70 |
-0.96 |
-1.96 |
-0.44 |
-1.05 |
-3.79 |
-2.64 |
6.49 |
LUXEMB. |
0.54 |
3.20 |
1.72 |
0.74 |
1.28 |
0.70 |
1.44 |
-0.48 |
-2.55 |
-0.16 |
NETHERL. |
1.07 |
-1.99 |
1.14 |
5.00 |
4.40 |
3.15 |
1.72 |
-2.57 |
-3.11 |
-3.08 |
PORTUGAL |
2.91 |
4.85 |
1.50 |
-3.64 |
-3.81 |
-7.50 |
-10.64 |
-4.12 |
1.86 |
-0.76 |
SPAIN |
-2.11 |
-3.67 |
-4.16 |
-7.45 |
-6.11 |
-1.86 |
0.96 |
7.45 |
9.42 |
2.50 |
UK |
7.24 |
9.02 |
-4.68 |
-5.61 |
0.36 |
-1.04 |
0.25 |
9.60 |
5.76 |
2.58 |
EC |
0.03 |
1.24 |
-0.12 |
0.29 |
-0.27 |
-0.09 |
0.77 |
0.52 |
0.41 |
1.15 |
If one combines the Markov
forecasts in the two dimensions of both nominal and economic integration, the
prediction for 1995 is considerably worsened (Fig. Two). Thus, the interaction
between economic and monetary integration can be negative, showing the open yet
differentiated character of the emerging European system.
FIGURE 2: The improvement
of the prediction on the basis of the Markov assumption for nominal, real
exchange rates, and their combination
The European Publication System
Figure 3 provides a graphic
representation of the statistics of the test for systemness in both the EU data
(15 member states) and the data for comparison at the global level between the
EU, the U.S.A., and Japan. Since the average value of this measure is very
close to zero both for the EU and for the global comparison, this data shows
mainly randomness, in my opinion. In other words, the prediction on the basis
of the Markov assumption is neiter improved nor worsened when compared with the
assumption of independent trajectories for the nation states. Moreover, this
picture is not significantly affected by focusing on "articles" only.
FIGURE 3: Improvement of
the prediction on the basis of the Markov assumption versus the assumption of
historical trend lines
The extreme values for the
EU data in 1992 and 1993 are partly due to the German unification process
(1991). If this event is taken into account (that is, by including the data for
the German Democratic Republic in the time series for Germany), the extreme
effects in 1993 are mitigated, but they do not disappear in 1992. In other
words, the EU publication system was not severely upset by German unification
because the EU set was never a system in the first place.
FIGURE 4: Decrease of the
expected information content of the update in the case of the EU compared with
the global system.
Multivariate prediction
(based on the assumption of the Markov property) can itself also be considered
as a measure of systemness. Figure 4 shows the trendlines for a comparison of
the EU-countries, a global comparison, and thirdly the limitation to research
articles only. The graphs for the EU and the global comparison cannot be
compared directly in terms of absolute values (since the number of categories
and therefore the maximum entropy is different for the two systems of
reference). However, the slope in the EU case is negative, while it is slightly
positive in the case of the global comparison. This can be considered as a weak
indicator of increasing systemness in the EU data set (since the Markov
property would mean that the occurrence of the event does not provide us with
new information, and thus the value of I tends to vanish). The
correlation between the fluctuations in the curves suggests a coupling between
the global and the EU "system."
In summary, these results
indicate that in terms of publications, the EU does not yet exhibit systemness.
However, the alternative hypothesis of trajectories for individual member
states is also not corroborated by these results. The situation seems rather
indecisive. Furthermore, there is no sign of an increase in systemness over
time. The systemness hypothesis was rejected in most years both in the case of
the distribution of EU member states and in the comparison of the EU data with
those of the U.S.A. and Japan.[Note 3: The precise values of the mean in the
data (of Figure Three) are -0.0115 mbit for the EU (articles, reviews, and letters),
-0.0094 for the EU in the case of only articles, and -0.089 for the global
comparison between the EU, the U.S.A., and Japan. Thus, the assumption of
systemness in the data is always rejected, but the hypothesis remains somewhat
stronger in the European case than in the global comparison.]
The European RTD-programmes
may have been helpful as a mechanism of resource allocation for national
systems, but these results provide insufficient evidence that a supra-national
system is a relevant level for understanding the system's integration. Given
this conclusion, a best forecast for 1999 can be provided (in Table Four) on
the basis of the trend lines for individual EU states.
TABLE 4. Prediction of
national percentage shares of publications for 1999
|
1998 |
1999 (prediction) |
first
year included in the prediction |
Belgium Denmark France Germany Greece Ireland Italy Luxembourg Netherlands Portugal Spain U.K. *) (EC total Austria Finland Sweden (EU total U.S.A. Japan |
1.3165 1.0198 6.5159 8.8291 0.6026 0.3300 4.1350 0.0110 2.4491 0.3270 2.8465 8.9366 33.8616 0.9026 0.8947 1.9542 35.7794 31.6623 9.4394 |
1.3597 1.0589 6.6476 9.2176 0.6480 0.3475 4.2133 0.0122 2.4540 0.3621 3.0380 8.9468 34.3386 0.9441 0.9142 1.9673 37.3091 31.0931 9.7012 |
1991 1996 1996 1996 1995 1996 1996 (1988) 1996 1996 1995 1980 1995) 1994 1996 1995 1996) 1996 1994 |
*) 1980 was the first year included in the longitudinal data.
As noted,
our time series are based on data since 1980. The rightmost column of the table
provides the beginning date on which each best estimate is based. With the
exception of the U.K. and Belgium(/Luxembourg), only the most recent years are
needed for the prediction in the case of the EU countries, the U.S.A., and
Japan. These results suggest that the network of lateral relations among the
countries works to mitigate the influence of the historical trajectories.
The Case of "Biotechnology"
The delineated set of
biotechnology papers in 1996 provided us both with an operationalization of the
European dimension in terms of institutional addresses and with an independent
operationalization of the intellectual space in terms of words and co-occurrences
of words in the titles of the document sets. We limited the analysis to a
comparison among the documents with addresses in the EU, the U.S.A., and Japan
(n= 778). Additionally, the EU set (n= 394) was decomposed in terms of a
comparison among its member states. [Note 4: Since the set did not contain data
with an address in Luxembourg, N = 14.]
The discriminant analysis
using institutional addresses results in 77.6% correctly classified documents
in the case of a global comparison between the U.S.A., the EU, and Japan. For
Japan, this correct match is as high as 86.7% showing its relative
specialization. The decomposition for the E.U. similarly shows a correct
classification in 86.5% of the cases. (The overall picture from the analysis
under 3.2 confirms that the Japanese set document behaves like those for the
major European countries.)
FIGURE 5: Pearson
correlations between Word Frequency Lists and Factor Loadings for seven
European nations given different numbers of factors.
The main finding is that
the papers from different European states couple to the international
vocabulary in varying degrees (Figure 5 shows the results for seven European
countries). Strong coupling can be observed for the U.K., the Netherlands,
Sweden, and particularly Denmark. The French document set exhibits the weakest
coupling, possibly because of the implied use of English title words for the
operationalization of the intellectual organization.
FIGURE 6: Pearson
correlations between Word Frequency Lists and Factor Loadings for a variable
number of factors.
The variation between the
European countries is larger than that between the EU, the U.S.A., and Japan
(Fig. 6). At the world system level, competition and collaboration between the
EU and the U.S.A. is predominant. The Japanese document set is related mainly
to the American set, but at a lower level of integration.
FIGURE 7: Effect of
wordfrequency threshold on the coupling of the American document set, but not
on the European one
Although the European
dimension displays a significant coupling on the global dimension, Fig. 7 shows
that this coupling is not sensitive to selections in terms of substantive words,
while the American one couples better under this "higher selection
pressure." If one uses, for example, a word frequency cutoff level at nine
instead of six words, this has a significant influence in the case of the
U.S.A. coupling, but not in the case of the EU. In my opinion, these results
suggest that the European coupling is not cognitive but institutional, while
the national systems are also coupled substantively.
CONCLUSIONS
The data which we used for
this research is itself a manifestation of the increase in the use of
representations to map ongoing developments in the information society. Public
policy makers and the strategic staff of corporations are continuously supplied
with these types of indicators. Is this information recombined at the European
level to develop intelligent policies anticipating future positions? Is a
European system emerging?
In the case of the
publication system, the answer has been negative. The metaphor of world trade,
which is more dense among European member states than across industrial blocks,
seems to describe the situation more accurately. While firmly integrated at
national levels, the R&D systems seem to function globally in relating to
the international environment, for example, by surveying and disseminating new
opportunities. European programs mainly stimulate the further participation of
countries which have hitherto remained behind at the international level. Whether
they also reach their stated objectives of stimulating the functional
integration of the European science system into regional innovation networks
and localizable technology developments cannot be evaluated in terms of this
data.
The study of monetary and
economic integration also shows differentiation rather than harmonization
between the dimensions of the coordination problem. The case of
"biotechnology" indicates that systemic stimulation at the European
level has remained external to substantive developments. In other words, the
self-organization of the European information society provides an additional
(and potentially orthogonal) dimension to the self-organization of the cultures
of the member states. European action has hitherto reinforced the
distributedness of the development. It can therefore be considered as an
enabling (as opposed to a constraining) condition.
The networks develop
variety and differentiation rather than the intended unification. European
policies stimulate unification in the representation, but not necessarily in
terms of what is represented by the representations. Paradoxically, the
unification may further the anticipatory strength of the underlying systems by
allowing for a more complex pattern of differentiation. An overlay of
communication emerges that is no longer based on national differences or
institutionalized divisions of labour, but on a next-order functional
differentiation. In this case, the European level may have been able to remain
subsymbolic because it has not (yet) been needed for the symbolic reproduction
of the national systems on which the EU networks build.
ACKNOWLEDGEMENT
The author acknowledges
partial funding by the program for Targeted Social-Economic Research of the
European Commission, project nr. SOE1-DT97-1060 ("The Self-Organization of
the European Information Society").
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